asic

ASIC v RI Advice ruling sets new precedent for cybersecurity accountability

ASIC v RI Advice ruling sets new precedent for cybersecurity accountability

Federal court founded RI Advice breached obligations.
Velvet-Belle Templeman May 11 2022 3:54PM Governance
Federal Court puts cyber security onus on financial services firms

Federal Court puts cyber security onus on financial services firms

RI Advice to pay $750,000 and secure its systems.
Richard Chirgwin May 5 2022 1:00PM Financial Services
ASIC sues Macquarie Bank over fraud monitoring failures

ASIC sues Macquarie Bank over fraud monitoring failures

Systems didn't flag unauthorised transactions from financial advisers.
Justin Hendry Apr 5 2022 12:27PM Financial Services
Australia's banks wanted more control over consumer devices

Australia's banks wanted more control over consumer devices

Regulator left unconvinced.
Richard Chirgwin Mar 8 2022 11:41AM Security
ASIC moves to shut some recourse avenues for scam victims

ASIC moves to shut some recourse avenues for scam victims

Against the wishes of consumer groups.
Ry Crozier Mar 7 2022 12:49PM Financial Services
ASIC to work with regtechs on market disclosure challenges

ASIC to work with regtechs on market disclosure challenges

Government grants given to test ideas.
Kate Weber Jan 24 2022 6:46AM Software
ASIC finds supply chain security risk still weighing on finance sector

ASIC finds supply chain security risk still weighing on finance sector

Wide range of self-assessment responses recorded.
Ry Crozier Dec 6 2021 1:15PM Financial Services
ASIC blasts continued dependence on ASX and its systems

ASIC blasts continued dependence on ASX and its systems

Sets expectation for trading continuity in the event of an outage on one market.
Ry Crozier Nov 24 2021 11:50AM Financial Services
ASIC starts using its protected AWS data lake at scale

ASIC starts using its protected AWS data lake at scale

Now being used to deliver all new data projects.
Justin Hendry Nov 23 2021 7:03AM Cloud
Nuix shareholders file class action lawsuit

Nuix shareholders file class action lawsuit

Vendor disputes allegations and says it will fight the suit.
Kate Weber Nov 22 2021 12:55PM Financial Services
GetSwift reprimanded over big customer wins that weren't

GetSwift reprimanded over big customer wins that weren't

Former ASX darling found to have overstated SaaS trials.
Ry Crozier Nov 10 2021 5:21PM Financial Services
Australia's banks may face rules on ethical use of tech, data

Australia's banks may face rules on ethical use of tech, data

As banking code of practice is reviewed.
Kate Weber Jul 6 2021 1:12PM Financial Services
ASIC defends actions over Nuix float

ASIC defends actions over Nuix float

Confirms review now underway.
Paulina Duran Jun 18 2021 4:37PM Financial Services
ASIC consults on ePayment Code reforms

ASIC consults on ePayment Code reforms

Looks to make code mandatory, define biometric authentication.
Kate Weber May 21 2021 1:08PM Financial Services
NAB receives final regulatory approval for 86 400 buy

NAB receives final regulatory approval for 86 400 buy

Gains Federal Court approval.
Kate Weber May 11 2021 1:20PM Financial Services
ASIC sees "significant number" of cryptocurrency scam concerns

ASIC sees "significant number" of cryptocurrency scam concerns

Calls for industry assistance to help sharpen regulation.
Kate Weber Apr 23 2021 6:55AM Financial Services
CBA sued by ASIC for allegedly overcharging customers

CBA sued by ASIC for allegedly overcharging customers

Data-entry errors and poor processes blamed.
Kate Weber Apr 1 2021 12:20PM Financial Services
Govt agencies agree to leave Global Switch data centre by 2022

Govt agencies agree to leave Global Switch data centre by 2022

Home Affairs reveals new deadline.
Justin Hendry Mar 23 2021 1:01PM Security
CommSec says IT and coding issues partly behind ASIC case

CommSec says IT and coding issues partly behind ASIC case

Led to overcharging of brokerage fees.
Ry Crozier Mar 2 2021 2:00AM Financial Services
'Bias to yes' missing from Aussie fintech landscape

'Bias to yes' missing from Aussie fintech landscape

Advisory board makes case for change.
Kate Weber Feb 8 2021 1:55PM Financial Services

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