sec

Former Apple exec settles with SEC

Former Apple exec settles with SEC

The final case in Apple's back dating scandal has been settled..
Shaun Nichols Aug 18 2008 3:07PM Software
SEC stops trading on three stocks engaging in spam

SEC stops trading on three stocks engaging in spam

The federal Securities and Exchange Commission (SEC) has suspended trading on three thinly-traded stocks that the agency said were being touted in spam and YouTube campaigns.
Dan Kaplan Mar 25 2008 9:53AM Security
IBM off the hook in SEC probe

IBM off the hook in SEC probe

USA - IBM has settled with the US Securities and Exchange Commission (SEC) over an investigation of the company's reporting of stock options.
Shaun Nichols Jun 7 2007 10:47AM Hardware
SEC relaxes portions of SOX Section 404

SEC relaxes portions of SOX Section 404

The US Securities and Exchange Commission (SEC) has passed new interpretive guidelines that relax portions of Section 404 of The Sarbanes-Oxley Act of 2002.
Jim Carr May 31 2007 12:43PM Security
HP settles with SEC over pretexting scandal

HP settles with SEC over pretexting scandal

HP has reached what it hopes will be the final settlement in last year's pretexting scandal.
Shaun Nichols May 25 2007 2:05PM Software
SEC files charges in Apple back-dating case

SEC files charges in Apple back-dating case

Former executives under the spotlight.
Shaun Nichols Apr 26 2007 1:10PM Hardware
US$3m frozen after pump-and-dump hacking

US$3m frozen after pump-and-dump hacking

A US federal judge froze US$3 million in assets from a Latvian bank's US trading account accused of orchestrating what the Securities Exchange Commission (SEC) is calling "a modern-day, technological version of the traditional ‘pump-and-dump' market manipulation scheme."
Ericka Chickowski Mar 13 2007 1:16AM Security
Operation Spamalot launches

Operation Spamalot launches

Operation Spamalot gets underway.
Jane Hoskyn Mar 12 2007 9:57AM Security
US halts trading of 35 stocks for pump-and-dump spam scams

US halts trading of 35 stocks for pump-and-dump spam scams

The US Securities and Exchange Commission (SEC) today halted trading on shares of 35 companies believed to be involved in recent pump-and-dump spam campaigns.
Dan Kaplan Mar 9 2007 10:43AM Security
Google admits tax dispute with SEC

Google admits tax dispute with SEC

Watchdog scrutinises tax accounting at search giant.
Tom Sanders Mar 6 2007 8:21AM Financial Services
Trend Micro US chief executive fined

Trend Micro US chief executive fined

Insider trading allegations end with slap on wrist.
Simon Burns Feb 12 2007 9:44AM Security
SEC sues two over spammed stock scam

SEC sues two over spammed stock scam

The Security and Exchange Commission (SEC) has charged two Connecticut residents and the CEO of a California firm with using a spam email "pump-and-dump" scheme to inflate the price of stock.
Frank Washkuch Aug 21 2006 7:18PM Security
Cognos gets green light from SEC, resumes financial reporting

Cognos gets green light from SEC, resumes financial reporting

Business intelligence software maker Cognos moved a long way toward clearing up a lingering accounting debacle on Friday, as it reported results for its most recent quarter and announced that it has resolved issues with the U.S. Securities and Exchange Commission (SEC) related to its revenue recognition practices..
Stacy Cowley Jul 24 2006 9:21AM Software
SEC considering action against Trend Micro CEO

SEC considering action against Trend Micro CEO

The U.S. Securities and Exchange Commission (SEC) is considering taking "civil enforcement action" against Eva Chen, CEO of Trend Micro, over alleged security trading violations involving her husband, the Tokyo-based anti-virus giant announced Wednesday.
Dan Kaplan Jul 6 2006 10:11PM Security
Impressive growth keeps IT sec on the up

Impressive growth keeps IT sec on the up

The security server market is experiencing rapid growth in and is worth more than £175 million this year in Western Europe alone.
David Quainton Jun 16 2005 10:53AM Security
Blue Coat reveals SEC investigation

Blue Coat reveals SEC investigation

Blue Coat Systems, a supplier of proxy appliances, revealed that the Securities and Exchange Commission (SEC) has launched an investigation of the company.
Marcia Savage Apr 8 2005 5:26PM Security
GAO report: Weak security at SEC

GAO report: Weak security at SEC

Weak infosec controls at the Securities and Exchange Commission (SEC) put sensitive data such as payroll and financial transactions at risk, according to a recent report by the Government Accountability Office (GAO).
Marcia Savage Mar 28 2005 9:54PM Security
IT sec community has false sense of security

IT sec community has false sense of security

A false sense of security could lead IT managers to getting the sack, a new survey has revealed.
David Quainton Mar 10 2005 4:30PM Security
SEC extends SOX 404 deadline

SEC extends SOX 404 deadline
Staff Writers Jan 14 2005 5:02PM Security
Worldcom, SEC settlement approved

Worldcom, SEC settlement approved
Staff Writers Nov 28 2002 10:53AM Telco/ISP

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